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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
AL RA APPROVED 2024-07-16
NC RA APPROVED 2023-02-01
TX RA APPROVED 2022-01-07
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • AL RA
    APPROVED
    Since 2024-07-16
  • NC RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED
    Since 2022-01-07

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2153 Valleygate Drive Suite 201, Fayetteville, NC 28304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Hurlburt Field FL 02/2015 07/2020
United States Air Force Reserve Montgomery AL 08/2020 Present
First Command Fort Worth TX 07/2020 11/2020
First Command Brokerage Services Fort Worth TX 11/2020 Present
First Command Advisory Services Fort Worth TX 11/2020 Present
First Command Insurance Services Fort Worth TX 11/2020 Present
  • 02/2015 → 07/2020
    United States Air Force
    Hurlburt Field, FL
  • 08/2020 → Present
    United States Air Force Reserve
    Montgomery, AL
  • 07/2020 → 11/2020
    First Command
    Fort Worth, TX
  • 11/2020 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 11/2020 → Present
    Fort Worth, TX
  • 11/2020 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: United States Air Force Reserve ; Whether the business is investment-related: No ; Address of the other business: Peterson Space Force Base Colorado Springs, CO 80914 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Civil Engineering Officer ; The start date of your relationship: 8/1/2020 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Air Force Civil Engineer Officer. Manage squadron personnel, resources, and training.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
  • S66 Uniform Combined State Law Examination
    2020-10-29

View on SEC IAPD

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