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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-02 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
999 Waterside Dr, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virginia Asset Management | Midlothian | VA | 01/2020 | 02/2020 |
| J. Sargeant Reynolds Community College | Henrico | VA | 08/2016 | 05/2018 |
| Randolph-Macon College | Ashland | VA | 02/2019 | 06/2019 |
| Michaels' Craft Store | Glen Allen | VA | 07/2016 | 01/2017 |
| Bernina Blue Crab Quilt Co. | Richmond | VA | 10/2016 | 10/2017 |
| Olive Garden Restaurants (Darden) | Richmond | VA | 10/2017 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 04/2024 | Present |
| Noble Solar | Virginia Beach | VA | 08/2020 | 04/2021 |
| East Coast Truck & Trailers Sales, Inc. | Portsmouth | VA | 04/2021 | 05/2022 |
| Zim Integrated American Shipping Services | Virginia Beach | VA | 05/2022 | 04/2024 |
| Randolph-Macon College | Ashland | VA | 09/2018 | 05/2020 |
I*: 2319259 Entity Type: For Profit Name of OBA: Papeleria by Villegas Ventures Address: Virginia Beach, VA 23462 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/14/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: I am wanting to open at etsy shop to sell digital templates of invitations (like wedding invitations, save the dates, etc).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-02 |
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