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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-19
VA RA APPROVED 2025-09-02
  • TX RA
    APPROVED
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Midlothian VA 01/2020 02/2020
J. Sargeant Reynolds Community College Henrico VA 08/2016 05/2018
Randolph-Macon College Ashland VA 02/2019 06/2019
Michaels' Craft Store Glen Allen VA 07/2016 01/2017
Bernina Blue Crab Quilt Co. Richmond VA 10/2016 10/2017
Olive Garden Restaurants (Darden) Richmond VA 10/2017 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 04/2024 Present
Noble Solar Virginia Beach VA 08/2020 04/2021
East Coast Truck & Trailers Sales, Inc. Portsmouth VA 04/2021 05/2022
Zim Integrated American Shipping Services Virginia Beach VA 05/2022 04/2024
Randolph-Macon College Ashland VA 09/2018 05/2020
  • 01/2020 → 02/2020
    Virginia Asset Management
    Midlothian, VA
  • 08/2016 → 05/2018
    J. Sargeant Reynolds Community College
    Henrico, VA
  • 02/2019 → 06/2019
    Randolph-Macon College
    Ashland, VA
  • 07/2016 → 01/2017
    Michaels' Craft Store
    Glen Allen, VA
  • 10/2016 → 10/2017
    Bernina Blue Crab Quilt Co.
    Richmond, VA
  • 10/2017 → 08/2021
    Olive Garden Restaurants (Darden)
    Richmond, VA
  • 04/2024 → Present
    Norfolk, VA
  • 08/2020 → 04/2021
    Noble Solar
    Virginia Beach, VA
  • 04/2021 → 05/2022
    East Coast Truck & Trailers Sales, Inc.
    Portsmouth, VA
  • 05/2022 → 04/2024
    Zim Integrated American Shipping Services
    Virginia Beach, VA
  • 09/2018 → 05/2020
    Randolph-Macon College
    Ashland, VA
Other Businesses

I*: 2319259 Entity Type: For Profit Name of OBA: Papeleria by Villegas Ventures Address: Virginia Beach, VA 23462 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/14/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: I am wanting to open at etsy shop to sell digital templates of invitations (like wedding invitations, save the dates, etc).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-02
  • S66 Uniform Combined State Law Examination
    2025-09-02
Other Names
  • Julia Marina Villegas Hernandez
  • Juliamarin Villegas Hernandez

View on SEC IAPD

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