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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-19
MO RA APPROVED 2021-08-04
  • TX RA
    APPROVED_RES
    Since 2025-06-19
  • MO RA
    APPROVED
    Since 2021-08-04

Branch Locations

779 Wall St, O Fallon, IL 62269 • United States

3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 07/2020 10/2020
Life Time Fitness Frontenac MO 11/2019 07/2020
Self Employed St. Louis MO 05/2019 07/2020
Kiraboo Kones Ellisville MO 06/2017 09/2018
Truman State University Kirksville MO 06/2016 05/2019
Lpl Financial, Llc St. Albans MO 12/2020 Present
  • 07/2020 → 10/2020
    Td Ameritrade
    St. Louis, MO
  • 11/2019 → 07/2020
    Life Time Fitness
    Frontenac, MO
  • 05/2019 → 07/2020
    Self Employed
    St. Louis, MO
  • 06/2017 → 09/2018
    Kiraboo Kones
    Ellisville, MO
  • 06/2016 → 05/2019
    Truman State University
    Kirksville, MO
  • 12/2020 → Present
    St. Albans, MO
Other Businesses

1) 12/04/2020 - DBA for LPL Business (entity for LPL business) -RESOURCE ONE ADVISORS LLC - Investment Related - Saint Albans, MO 63073 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 02/28/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 06/09/2021 - 40 Hours Per Month/30 Hours During Securities Trading. 3) 08/16/2022- Nathan Messer- Not Investment Related - Home Based - Other - Social Media Content Creator- Start Date- 08/05/2022- 20 Hours Per Month/ 0 Hours During Securities Trading. 4) 07/16/2025 - Gateway Financial Resources - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/09/2025 - 112 Hrs/Mth - 112 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-24
  • S66 Uniform Combined State Law Examination
    2021-03-24

View on SEC IAPD

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