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Thomas J Oakes

Morgan Stanley

New York, NY

Purchase, NY

CRD 7275130

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-07
NY RA APPROVED 2025-04-04
TX RA APPROVED 2025-04-04
  • NJ RA
    APPROVED
    Since 2025-04-07
  • NY RA
    APPROVED
    Since 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rumson Highschool Fair-Haven NJ 08/2013 06/2017
University Of Delaware Newark DE 08/2017 06/2021
Paulson Investment Company, Llc Hazlet NJ 07/2020 05/2024
Buckman, Buckman & Reid, Inc. Little Silver NJ 05/2024 08/2024
Morgan Stanley New York NY 08/2024 Present
San Blas Securities Red Bank NJ 08/2022 05/2024
  • 08/2013 → 06/2017
    Rumson Highschool
    Fair-Haven, NJ
  • 08/2017 → 06/2021
    University Of Delaware
    Newark, DE
  • 07/2020 → 05/2024
    Paulson Investment Company, Llc
    Hazlet, NJ
  • 05/2024 → 08/2024
    Buckman, Buckman & Reid, Inc.
    Little Silver, NJ
  • 08/2024 → Present
    Morgan Stanley
    New York, NY
  • 08/2022 → 05/2024
    San Blas Securities
    Red Bank, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-04
S63 Uniform Securities Agent State Law Examination 2022-04-14
  • S66 Uniform Combined State Law Examination
    2025-04-04
  • S63 Uniform Securities Agent State Law Examination
    2022-04-14
Other Names
  • Tommy J Oakes

View on SEC IAPD

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