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Julia Jane Chase

Rockefeller Financial LLC

Florham Park, NJ

Rockefeller Capital Management

Florham Park, NJ

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-16
TX RA APPROVED 2025-04-16
  • NJ RA
    APPROVED
    Since 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-16

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-16
TX RA APPROVED 2025-04-16
  • NJ RA
    APPROVED
    Since 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-16

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Florham Park NJ 07/2021 09/2021
Ubs Florham Park NJ 07/2020 09/2020
Canoe Brook Country Club Summit NJ 06/2019 08/2019
University Of South Carolina Columbia SC 03/2019 05/2019
Gap Chester NJ 08/2017 12/2017
Student Chester NJ 09/2011 05/2022
Ubs Financial Services Inc Weehawken NJ 07/2022 04/2025
Rockefeller Financial Llc Florham Park NJ 04/2025 Present
Rockefeller Capital Management Florham Park NJ 04/2025 Present
  • 07/2021 → 09/2021
    Ubs
    Florham Park, NJ
  • 07/2020 → 09/2020
    Ubs
    Florham Park, NJ
  • 06/2019 → 08/2019
    Canoe Brook Country Club
    Summit, NJ
  • 03/2019 → 05/2019
    University Of South Carolina
    Columbia, SC
  • 08/2017 → 12/2017
    Gap
    Chester, NJ
  • 09/2011 → 05/2022
    Student
    Chester, NJ
  • 07/2022 → 04/2025
    Ubs Financial Services Inc
    Weehawken, NJ
  • 04/2025 → Present
    Rockefeller Financial Llc
    Florham Park, NJ
  • 04/2025 → Present
    Rockefeller Capital Management
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-22
  • S66 Uniform Combined State Law Examination
    2022-10-22
Designations

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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