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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-02 |
| MO | RA | APPROVED | 2020-11-12 |
Branch Locations
1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Springfield | MO | 07/2020 | 06/2021 |
| Chambers Bank | Fayetteville | AR | 08/2019 | 05/2020 |
| Catfish Hole | Fayetteville | AR | 08/2017 | 06/2019 |
| University Of Arkansas | Fayetteville | AR | 08/2016 | 07/2017 |
| Stifel | Springfield | MO | 06/2021 | Present |
1. 10 Thirty-Eight Properties LLC; 1038 S Fremont Ave, Springfield, MO 65804; Real Estate Investments; Owner; 07/15/2022; 1 Hour per Week; Not during securities trading hours; Investment-Related. 2. Ladder 9 Restaurant Group LLC; 6513 S Meadowview Dr Ozark, MO 65721; Quick Service Restaurant development/ownership; Owner; Development; 09/08/2025; 1hr/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-11 |
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