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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-05 |
Branch Locations
1368 Paseo Verde Pkwy Ste. 100, Henderson, NV 89012 • United States
3755 Breakthrough Way #305, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flemings | Las Vegas | NE | 03/2016 | 06/2023 |
| Raymond James Financial Services, Inc | Las Vegas | NV | 07/2020 | 04/2022 |
| Raymond James Financial Services Advisors, Inc | Las Vegas | NV | 10/2020 | 04/2022 |
| Ken Henderson | Las Vegas | NV | 11/2020 | 06/2021 |
| Cambridge Investment Reserach, Inc. | Fairfield | IA | 05/2022 | 01/2023 |
| Independent Financial Group, Llc | Henderson | NV | 01/2023 | Present |
| Cornerstone Wealth Management | Henderson | NV | 01/2023 | Present |
(1) CORNERSTONE WEALTH MANAGEMENT POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/17/2023 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: DBA Name for Marketing Purposes. (2) JOHN UNDERWOOD POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/02/2023 ADDRESS: 3755 Breakthrough Way, #305, Las Vegas NV 89135, United States DESCRIPTION: Client service advisor directly assisting the four partners. I help with administrative paperwork and processing along with meeting notes and prospect follow up.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-17 |
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