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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2022-06-30
  • SD RA
    APPROVED
    Since 2022-06-30

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1714 N. Lincoln Avenue, Pierre, SD 57501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clausen & Rice Llp Pierre SD 05/2020 06/2021
Boen & Associates Sioux Falls SD 09/2017 05/2020
Trident Trust Sioux Falls SD 08/2016 09/2017
Reinke Gray Wealth Management Pierre SD 06/2021 07/2021
Lpl Financial Pierre SD 07/2021 Present
Newedge Advisors, Llc. New Orleans LA 04/2022 Present
  • 05/2020 → 06/2021
    Clausen & Rice Llp
    Pierre, SD
  • 09/2017 → 05/2020
    Boen & Associates
    Sioux Falls, SD
  • 08/2016 → 09/2017
    Trident Trust
    Sioux Falls, SD
  • 06/2021 → 07/2021
    Reinke Gray Wealth Management
    Pierre, SD
  • 07/2021 → Present
    Lpl Financial
    Pierre, SD
  • 04/2022 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
Other Businesses

1- 01/2021 / SWENSON & COWAN DENTAL / Outside/W-2 Employment / Non Investment Related / Pierre, SD 57501 2 - 03/24/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 06/21/2021 - 160 Hours Per Month/100 Hours During Securities Trading - Time Spent 100% - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-25
S65 Uniform Investment Adviser Law Examination 2020-12-18
  • S63 Uniform Securities Agent State Law Examination
    2022-04-25
  • S65 Uniform Investment Adviser Law Examination
    2020-12-18

View on SEC IAPD

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