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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2022-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clausen & Rice Llp | Pierre | SD | 05/2020 | 06/2021 |
| Boen & Associates | Sioux Falls | SD | 09/2017 | 05/2020 |
| Trident Trust | Sioux Falls | SD | 08/2016 | 09/2017 |
| Reinke Gray Wealth Management | Pierre | SD | 06/2021 | 07/2021 |
| Lpl Financial | Pierre | SD | 07/2021 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 04/2022 | Present |
1- 01/2021 / SWENSON & COWAN DENTAL / Outside/W-2 Employment / Non Investment Related / Pierre, SD 57501 2 - 03/24/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 06/21/2021 - 160 Hours Per Month/100 Hours During Securities Trading - Time Spent 100% - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 2020-12-18 |
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