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Benjamin Thomas Monte

Monte Financial Group, LLC

Guilford, CT

CRD 7274760

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Employer firm

Monte Financial Group, LLC CRD 150119

$482M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Monte Financial Group, Llc

30 Long Hill Road, Guilford, CT 06437 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-07-08
  • CT RA
    APPROVED
    Since 2020-07-08

Branch Locations

30 Long Hill Rd, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Boston MA 06/2017 02/2020
Monte Financial Group Llc Guilford CT 02/2020 Present
Stone Hill College 320 Washington Street MA 09/2013 06/2017
  • 06/2017 → 02/2020
    Fidelity Investments
    Boston, MA
  • 02/2020 → Present
    Monte Financial Group Llc
    Guilford, CT
  • 09/2013 → 06/2017
    Stone Hill College
    320 Washington Street, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-30
  • S65 Uniform Investment Adviser Law Examination
    2020-06-30
Other Names
  • Benjamin Thomas Monte
  • Benjamin Monte

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
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Nearby Investors

BRETT DANIEL DOLAN
KENNETH W. CARONE
AMIE ELISABETH BROWER

Nearby Offices

OSAIC WEALTH, INC. · Guilford, CT
COMMONWEALTH FINANCIAL NETWORK · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT

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