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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-15 |
| NY | RA | APPROVED | 2022-04-15 |
Branch Locations
1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States
445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Miami | FL | 02/2010 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 10/2018 | 03/2021 |
| Morgan Stanley | Miami | FL | 03/2021 | 03/2022 |
| Hsbc Securities (Usa) Inc. | Miami | FL | 04/2022 | Present |
| Hsbc Bank Usa, N.A. | Miami | FL | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-26 |
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