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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
| NH | RA | APPROVED | 2026-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner | Overland Park | KS | 05/2026 | Present |
| M.F. Reynolds | Medford | MA | 06/2017 | 08/2017 |
| Fidelity Investments | Boston | MA | 06/2018 | 08/2018 |
| Draftkings | Boston | MA | 06/2019 | 08/2019 |
| Swbc Investment Services, Llc | San Antonio | TX | 06/2020 | 05/2026 |
| Student | Columbia | SC | 09/2019 | 05/2020 |
| Student | Columbia | SC | 09/2018 | 05/2019 |
| Student | Columbia | SC | 09/2017 | 05/2018 |
| Student | Weston | MA | 09/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-22 |
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