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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-28 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
7560 Orangethorpe Ave, Buena Park, CA 90621 • United States
220 S State College Blvd, Anaheim, CA 92806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sk Capital Wealth Management | Pomona | CA | 06/2020 | 12/2021 |
| I&S Electronics Inc. | Santa Ana | CA | 03/2014 | 06/2020 |
| Nyx Moros | Garden Grove | CA | 01/2022 | 12/2024 |
| Mens District | Escondido | CA | 06/2020 | 12/2024 |
| Falcon Wealth Planning, Inc. | Ontario | CA | 12/2024 | 01/2026 |
| Falcon Wealth Planning, Inc. | Ontario | CA | 12/2024 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-13 |
| S65 | Uniform Investment Adviser Law Examination | 2020-06-30 |
| S66 | Uniform Combined State Law Examination | 2020-05-26 |
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