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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-09-06
  • CA RA
    APPROVED
    Since 2011-09-06

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Palo Alto CA 09/2011 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 09/2011 → Present
    Morgan Stanley Smith Barney Llc
    Palo Alto, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2011-01-03 → 2011-09-06
    Mountain View, CA
    Mountain View, CA
  • 2006-05-22 → 2011-01-03
    Wells Fargo Investments, Llc
    Mountain View, CA
    San Francisco, CA
    Mountain View, CA
    San Francisco, CA
    San Mateo, CA
    San Mateo, CA
    San Francisco, CA
Other Businesses

1. Rental Property; Investment related; Sunnyvale, CA; Rental; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 0 *387368 - Real Estate; Investment related No; Redwood City, CA; Property Management; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; After business hours: 4; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-19
  • S66 Uniform Combined State Law Examination
    2006-05-19

View on SEC IAPD

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