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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-11-06
  • TN RA
    APPROVED
    Since 2020-11-06

Branch Locations

3780 Ocoee Place Nw Suite 100, Cleveland, TN 37312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Cleveland TN 07/2020 Present
Liberty Mutual Chattanooga TN 04/2019 07/2019
Unemployed Cleveland TN 07/2019 07/2020
Regions Bank Cleveland TN 04/2007 04/2019
  • 07/2020 → Present
    Raymond James And Associates, Inc.
    Cleveland, TN
  • 04/2019 → 07/2019
    Liberty Mutual
    Chattanooga, TN
  • 07/2019 → 07/2020
    Unemployed
    Cleveland, TN
  • 04/2007 → 04/2019
    Regions Bank
    Cleveland, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
  • S66 Uniform Combined State Law Examination
    2020-11-05

View on SEC IAPD

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