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William Benjamin Smith

Raymond James & Associates, Inc.

Medina, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
OH RA APPROVED 2023-09-06
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • OH RA
    APPROVED
    Since 2023-09-06

Branch Locations

784 Medina Rd. Suite 101, Medina, OH 44256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doordash Copley OH 05/2020 06/2020
First Trust Portfolios L.P. Wheaton IL 06/2020 09/2023
First Trust Advisors L.P. Wheaton IL 06/2020 09/2023
Michigan St. East Lansing MI 08/2019 03/2020
Dell Round Rock TX 05/2019 08/2019
Michigan St. East Lansing MI 09/2018 05/2019
Swagelok Solon OH 05/2018 08/2018
Akkadian Copley OH 06/2017 08/2017
Michigan State University East Lansing MI 08/2016 05/2020
Raymond James & Associates, Inc Medina OH 09/2023 Present
  • 05/2020 → 06/2020
    Doordash
    Copley, OH
  • 06/2020 → 09/2023
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2020 → 09/2023
    First Trust Advisors L.P.
    Wheaton, IL
  • 08/2019 → 03/2020
    Michigan St.
    East Lansing, MI
  • 05/2019 → 08/2019
    Dell
    Round Rock, TX
  • 09/2018 → 05/2019
    Michigan St.
    East Lansing, MI
  • 05/2018 → 08/2018
    Swagelok
    Solon, OH
  • 06/2017 → 08/2017
    Akkadian
    Copley, OH
  • 08/2016 → 05/2020
    Michigan State University
    East Lansing, MI
  • 09/2023 → Present
    Raymond James & Associates, Inc
    Medina, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24
Other Names
  • Ben Smith

View on SEC IAPD

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ONEDIGITAL
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ALDA ADVISORS, INC.
PINNACLE ADVISORS

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WILLIAM HENRY ZUFALL
SANDRA LEE GASSER
ROBERT EUGENE OCH
JOHN THOMAS KRAFT
Jamiee Nicole Hough
JANET LEE KEENER
CLAUS D MEYER
WILLIAM BRADLEY SMITH

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MEDINA, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Medina, OH
WELLTH ADVISORY SERVICES, LLC · Medina, OH
MML INVESTORS SERVICES, LLC · MEDINA, OH
WELLTH ADVISORY SERVICES, LLC · Medina, OH
ONEDIGITAL · Medina, OH
ONEDIGITAL · Medina, OH
ASPIRE GROWTH PARTNERS LLC · Medina, OH

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