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Aron Patrick Frank

Gambit Capital Management, LLC

Nashville, TN

Beaver Dam, WI

CRD 7273955

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Employer firm

Gambit Capital Management, LLC CRD 318313

$167M regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • OUTSOURCE CIO CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Gambit Capital Management, Llc

Nashville, TN • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-05-14
MN RA APPROVED 2023-03-13
TN RA APPROVED 2023-03-13
TX RA APPROVED 2023-03-13
  • SD RA
    APPROVED
    Since 2024-05-14
  • MN RA
    APPROVED
    Since 2023-03-13
  • TN RA
    APPROVED
    Since 2023-03-13
  • TX RA
    APPROVED
    Since 2023-03-13

Branch Locations

Nashville, TN • United States

Beaver Dam, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Fond Du Lac WI 05/2019 06/2020
Ameriprise Financial Services, Llc Fond Du Lac WI 06/2020 05/2021
Menasha Packaging Company Neenah WI 04/2018 05/2019
Full-Time Education Oshkosh WI 09/2016 05/2020
Woodbury Financial Services Brookfield WI 06/2021 11/2022
Woodbury Financial Services Inc Brookfield WI 01/2022 12/2022
Gambit Capital Management, Llc Franklin TN 03/2023 Present
  • 05/2019 → 06/2020
    Ameriprise Financial Services, Llc
    Fond Du Lac, WI
  • 06/2020 → 05/2021
    Ameriprise Financial Services, Llc
    Fond Du Lac, WI
  • 04/2018 → 05/2019
    Menasha Packaging Company
    Neenah, WI
  • 09/2016 → 05/2020
    Full-Time Education
    Oshkosh, WI
  • 06/2021 → 11/2022
    Woodbury Financial Services
    Brookfield, WI
  • 01/2022 → 12/2022
    Woodbury Financial Services Inc
    Brookfield, WI
  • 03/2023 → Present
    Gambit Capital Management, Llc
    Franklin, TN
Previous Registrations
  • 2022-04-01 → 2022-12-01
    Woodbury Financial Services, Inc.
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-30
  • S66 Uniform Combined State Law Examination
    2022-03-30

View on SEC IAPD

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