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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-25 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Richmond | VA | 04/2026 | Present |
| Wells Fargo Bank, Na | Richmond | VA | 04/2026 | Present |
| Tdb | Chesterfield | VA | 11/2024 | 04/2026 |
| Ups | Chesterfield | VA | 03/2024 | 11/2024 |
| M&T Bank | Arlington | VA | 09/2022 | 12/2023 |
| New York Life | Tyson's Corner | VA | 06/2020 | 09/2022 |
| Allstate | Manassas | VA | 09/2018 | 06/2020 |
| Mazzika Market | Norfolk | VA | 04/2016 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-22 |
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