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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-14 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Miami | FL | 07/2021 | 10/2025 |
| Itau Unibanco International | New York | NY | 05/2019 | 08/2019 |
| Morgan Stanley Smith Barney Llc | New York | NY | 05/2020 | 08/2020 |
| New York University | New York | NY | 08/2019 | 05/2020 |
| Full-Time Student | Miami | FL | 09/2011 | 05/2019 |
| New York University | New York | FL | 08/2020 | 07/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2022 | 10/2025 |
| Ubs Financial Services Inc. | Miami | FL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-24 |
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