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Gustavo G Ciobataru

Ubs Financial Services Inc.

Miami, FL

CRD 7273633

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-14
  • FL RA
    APPROVED
    Since 2025-10-14

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 07/2021 10/2025
Itau Unibanco International New York NY 05/2019 08/2019
Morgan Stanley Smith Barney Llc New York NY 05/2020 08/2020
New York University New York NY 08/2019 05/2020
Full-Time Student Miami FL 09/2011 05/2019
New York University New York FL 08/2020 07/2021
Morgan Stanley Private Bank, N.A. New York NY 02/2022 10/2025
Ubs Financial Services Inc. Miami FL 10/2025 Present
  • 07/2021 → 10/2025
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 05/2019 → 08/2019
    Itau Unibanco International
    New York, NY
  • 05/2020 → 08/2020
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 08/2019 → 05/2020
    New York University
    New York, NY
  • 09/2011 → 05/2019
    Full-Time Student
    Miami, FL
  • 08/2020 → 07/2021
    New York University
    New York, FL
  • 02/2022 → 10/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2025 → Present
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
  • S66 Uniform Combined State Law Examination
    2022-01-24

View on SEC IAPD

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