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Florence E Brown

Mml Investors Services, LLC

Indianapolis, IN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2005-09-01
  • IN RA
    APPROVED
    Since 2005-09-01

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Carmel IN 09/2005 Present
Massmutual/Westpoint Financial Group Carmel IN 08/2005 Present
Previous Registrations
  • 2005-07-06 → 2005-09-01
    Securian Financial Services, Inc.
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-12
S63 Uniform Securities Agent State Law Examination 2005-04-01
  • S65 Uniform Investment Adviser Law Examination
    2005-05-12
  • S63 Uniform Securities Agent State Law Examination
    2005-04-01

View on SEC IAPD

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