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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Chandler | AZ | 07/2020 | 10/2021 |
| Enterprise Rent-A-Car | Scottsdale | AZ | 01/2016 | 06/2020 |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 11/2021 | 11/2023 |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 11/2021 | 11/2023 |
| The Clayton House | Scottsdale | AZ | 11/2022 | 11/2024 |
| U.S.BAncorp Advisors | Tempe | AZ | 11/2023 | 11/2024 |
| U.S. Bancorp Investments, Inc. | Tempe | AZ | 11/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Tempe | AZ | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-01 |
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