Ethan Wayne-edward Jackson

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-28
IL	RA	APPROVED	2023-07-18

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	07/2020	Present
Total Wine	Lexington	KY	01/2020	06/2020
Ripplematch	Lexington	KY	11/2019	06/2020
Mutual Of Omaha	Lexington	KY	09/2019	06/2020
La Fitness	Lexington	KY	08/2018	11/2018
Two Men And A Truck	Lexington	KY	05/2018	12/2018
Cutco	Lexington	KY	12/2017	03/2018
University Of Kentucky	Lexington	KY	08/2016	05/2020
Jamba Juice	Lexington	KY	05/2019	09/2019

07/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
01/2020 → 06/2020

Total Wine

Lexington, KY
11/2019 → 06/2020

Ripplematch

Lexington, KY
09/2019 → 06/2020

Mutual Of Omaha

Lexington, KY
08/2018 → 11/2018

La Fitness

Lexington, KY
05/2018 → 12/2018

Two Men And A Truck

Lexington, KY
12/2017 → 03/2018

Cutco

Lexington, KY
08/2016 → 05/2020

University Of Kentucky

Lexington, KY
05/2019 → 09/2019

Jamba Juice

Lexington, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-14