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Alec Mcleod

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-15
RI RA APPROVED 2021-05-17
TX RA APPROVED 2021-05-17
  • CT RA
    APPROVED
    Since 2021-12-15
  • RI RA
    APPROVED
    Since 2021-05-17
  • TX RA
    APPROVED
    Since 2021-05-17

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waquoit Bay Yacht Club Falmouth MA 05/2019 09/2019
Providence College Providence College RI 09/2019 07/2020
Freedom Boat Club Falmouth MA 05/2018 09/2018
Providence College Providence RI 09/2018 05/2019
Waquoit Bay Yacht Club Falmouth RI 05/2017 09/2017
Providence College Providence RI 09/2017 05/2018
Waquoit Bay Yacht Club Falmouth MA 05/2016 09/2016
Providence College Providence RI 09/2016 05/2017
Needham High School Needham MA 09/2012 09/2016
Merrill Lynch Lincoln RI 07/2020 Present
Bank Of America, N.A. Hyannis MA 06/2024 Present
  • 05/2019 → 09/2019
    Waquoit Bay Yacht Club
    Falmouth, MA
  • 09/2019 → 07/2020
    Providence College
    Providence College, RI
  • 05/2018 → 09/2018
    Freedom Boat Club
    Falmouth, MA
  • 09/2018 → 05/2019
    Providence College
    Providence, RI
  • 05/2017 → 09/2017
    Waquoit Bay Yacht Club
    Falmouth, RI
  • 09/2017 → 05/2018
    Providence College
    Providence, RI
  • 05/2016 → 09/2016
    Waquoit Bay Yacht Club
    Falmouth, MA
  • 09/2016 → 05/2017
    Providence College
    Providence, RI
  • 09/2012 → 09/2016
    Needham High School
    Needham, MA
  • 07/2020 → Present
    Merrill Lynch
    Lincoln, RI
  • 06/2024 → Present
    Bank Of America, N.A.
    Hyannis, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-13
  • S66 Uniform Combined State Law Examination
    2021-05-13

View on SEC IAPD

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MICHAELA GREEN HERLIHY
KATHERINE DIMASCOLO

Other Offices

BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
TGA CAPITAL MANAGEMENT · HYANNIS, MA
UBS FINANCIAL SERVICES INC. · HYANNIS, MA
MORGAN STANLEY · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · Hyannis, MA
OSAIC WEALTH, INC. · HYANNIS, MA
OSAIC INSTITUTIONS, INC. · HYANNIS, MA

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