Michael Anthony Kiernan

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 08/2016 → 07/2020
  Quinnipiac University
  Hamden, CT
• 04/2015 → 01/2019
  Ymca
  Warwick, RI
• 06/2019 → 08/2019
  Ivy Wealth Management
  Warwick, RI
• 06/2021 → 09/2021
  Citizens Securities Inc.
  Johnston, RI
• 09/2021 → 12/2022
  Securities America, Inc
  West Warwick, RI
• 09/2021 → 07/2025
  Patriot Financial Group
  West Warwick, RI
• 09/2021 → 07/2025
  Ivy Wealth Advisors
  West Warwick, RI
• 12/2022 → 07/2025
  Cetera Financial Services Llc
  Schaumburg, IL
• 07/2025 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2021-10-20 → 2025-07-03
  The Patriot Financial Group, Llc
  Walpole, MA
  West Warwick, RI
• 2021-06-14 → 2021-08-30
  Citizens Securities, Inc.
  Hudson, MA
  Johnston, RI
• 2021-05-17 → 2021-05-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Riverside, RI

Other Businesses

1) GGRI, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, LEAQUE MANAGER, SITE ADMINISTRATOR, MANAGE A GOLF LEAQUE AND ASSIST WITH FACEBOOK GROUP, VOLUNTEER, 4H/WEEK, SINCE 01/2022. 2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Kiernan Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.

Exams

• S66 Uniform Combined State Law Examination
  2021-05-14

Designations

• Certified Financial Planner