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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-26 |
| TX | RA | APPROVED | 2024-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 05/2020 | Present |
| Fresh Start Cleaning Company | Charlotte | NC | 08/2018 | 04/2020 |
| Lancome- Dillards And Belk | Wilmington And Charlotte | NC | 12/2012 | 09/2017 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2017 | 12/2017 |
| Unemployed | Charlotte | NC | 12/2017 | 08/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2020 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-02 |
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