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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
IL RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 06/2021 07/2022
Ameriprise Financial Downers Grove IL 07/2020 08/2020
Springbrook Golf Course / Naperville Park District Naperville IL 05/2018 08/2020
Clearwater Pools Naperville IL 05/2016 08/2018
Buikema's Ace Hardware Naperville IL 06/2015 06/2017
Unemployed Naperville IL 08/2020 06/2021
Lakeshore Financial Group Chicago IL 08/2022 10/2024
Equity Services Inc Montpelier VT 08/2022 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2024 Present
B & R Sporting Goods Inc Naperville IL 12/2017 04/2018
Bank Of America, N.A Chicago IL 11/2024 Present
  • 06/2021 → 07/2022
    E*Trade Securities Llc
    Chicago, IL
  • 07/2020 → 08/2020
    Ameriprise Financial
    Downers Grove, IL
  • 05/2018 → 08/2020
    Springbrook Golf Course / Naperville Park District
    Naperville, IL
  • 05/2016 → 08/2018
    Clearwater Pools
    Naperville, IL
  • 06/2015 → 06/2017
    Buikema's Ace Hardware
    Naperville, IL
  • 08/2020 → 06/2021
    Unemployed
    Naperville, IL
  • 08/2022 → 10/2024
    Lakeshore Financial Group
    Chicago, IL
  • 08/2022 → 10/2024
    Montpelier, VT
  • 10/2024 → Present
    Chicago, IL
  • 12/2017 → 04/2018
    B & R Sporting Goods Inc
    Naperville, IL
  • 11/2024 → Present
    Bank Of America, N.A
    Chicago, IL
Previous Registrations
Other Businesses

I*5347280 Entity Type: Entity For Profit Name of OBA: Naperville Sabres Hockey Association Address: Naperville, Illinois, 60563 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/31/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: Youth Hockey Organization Assistant Coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
S63 Uniform Securities Agent State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2022-11-28
  • S63 Uniform Securities Agent State Law Examination
    2021-10-08
Other Names
  • Christopher James Jablonsky
  • Christopher J Jablonsky

View on SEC IAPD

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