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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-02-08
  • TN RA
    APPROVED
    Since 2022-02-08

Branch Locations

725 Cool Springs Blvd, Ste. 600, Franklin, TN 37067 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Ins Co Duluth GA 09/2004 06/2020
Nationwide Securities Dublin OH 11/2004 06/2020
Nationwide Securities, Inc. Duluth GA 08/2008 06/2020
Millennium Franklin TN 07/2020 Present
The Leaders Group Inc Littleton CO 02/2022 Present
  • 09/2004 → 06/2020
    Nationwide Ins Co
    Duluth, GA
  • 11/2004 → 06/2020
    Nationwide Securities
    Dublin, OH
  • 08/2008 → 06/2020
    Nationwide Securities, Inc.
    Duluth, GA
  • 07/2020 → Present
    Millennium
    Franklin, TN
  • 02/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) MILLENNIUM - 7/1/2020 - 701 Cool Springs Blvd, Suite 120, Franklin, 37067 - Regional VP, Sales, Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 2/2/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) PEACE OF MIND FINANCIAL STRATEGIES - 4/1/2024 - 1437 Newt Green Rd., Cumming, GA 30028 - Business Owner, Guiding clients through the advantages of LTC, Life Insurance and Annuities, Invt Rel, 120 hrs/mo; 80 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-04
S63 Uniform Securities Agent State Law Examination 2005-02-01
  • S65 Uniform Investment Adviser Law Examination
    2008-06-04
  • S63 Uniform Securities Agent State Law Examination
    2005-02-01

View on SEC IAPD

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