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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-02-08 |
Branch Locations
725 Cool Springs Blvd, Ste. 600, Franklin, TN 37067 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Ins Co | Duluth | GA | 09/2004 | 06/2020 |
| Nationwide Securities | Dublin | OH | 11/2004 | 06/2020 |
| Nationwide Securities, Inc. | Duluth | GA | 08/2008 | 06/2020 |
| Millennium | Franklin | TN | 07/2020 | Present |
| The Leaders Group Inc | Littleton | CO | 02/2022 | Present |
1.) MILLENNIUM - 7/1/2020 - 701 Cool Springs Blvd, Suite 120, Franklin, 37067 - Regional VP, Sales, Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 2/2/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) PEACE OF MIND FINANCIAL STRATEGIES - 4/1/2024 - 1437 Newt Green Rd., Cumming, GA 30028 - Business Owner, Guiding clients through the advantages of LTC, Life Insurance and Annuities, Invt Rel, 120 hrs/mo; 80 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-01 |
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