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3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-01 |
Branch Locations
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States
109 Pheasant Run, Newtown, PA 18940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 10/2019 | 09/2021 |
| State Farm Insurance | Warminster | PA | 08/2017 | 10/2019 |
| La Salle University | Philadelphia | PA | 08/2013 | 05/2017 |
| Unemployed | 368 Ross Avenue | NY | 05/2017 | 08/2017 |
| Hornor Townsend & Kent Llc | Horsham | PA | 07/2020 | 08/2021 |
| M Holdings Securities, Inc. | Portland | OR | 02/2023 | Present |
| Rose Glen, Llc | Portland | OR | 09/2021 | 02/2023 |
| Jkj Financial | Newtown | PA | 04/2023 | Present |
| Lri Investments, Llc | Palm Beach Gardens | FL | 11/2024 | Present |
1) JKJ Financial; 109 Pheasant Run Newtown, PA 18940; Member Firm Affiliation; Investment Related; Associate; Prospect and service existing clients, fixed life (term, index, etc); 04/04/2023; 160 hours per month; 160 hours per month during trading hours. 2) M Holdings Securities, Inc.; investment-related; 1125 NW Couch Street, Portland, OR,97209; Broker Dealer Services; Associate; 02/2023 Start Date; 160 hours/month; 160 hours/month during securities trading hours; prospect and service existing clients. 3) LRI Investments, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment related; Investment Advisory Representative; provide investment advisory services to clients; 11/01/2024; 160 hours per month; 160 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-20 |
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