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Current Employers
Lri Investments

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-01
  • PA RA
    APPROVED
    Since 2024-11-01

Branch Locations

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States

109 Pheasant Run, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Horsham PA 10/2019 09/2021
State Farm Insurance Warminster PA 08/2017 10/2019
La Salle University Philadelphia PA 08/2013 05/2017
Unemployed 368 Ross Avenue NY 05/2017 08/2017
Hornor Townsend & Kent Llc Horsham PA 07/2020 08/2021
M Holdings Securities, Inc. Portland OR 02/2023 Present
Rose Glen, Llc Portland OR 09/2021 02/2023
Jkj Financial Newtown PA 04/2023 Present
Lri Investments, Llc Palm Beach Gardens FL 11/2024 Present
  • 10/2019 → 09/2021
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 08/2017 → 10/2019
    State Farm Insurance
    Warminster, PA
  • 08/2013 → 05/2017
    La Salle University
    Philadelphia, PA
  • 05/2017 → 08/2017
    Unemployed
    368 Ross Avenue, NY
  • 07/2020 → 08/2021
    Horsham, PA
  • 02/2023 → Present
    M Holdings Securities, Inc.
    Portland, OR
  • 09/2021 → 02/2023
    Rose Glen, Llc
    Portland, OR
  • 04/2023 → Present
    Jkj Financial
    Newtown, PA
  • 11/2024 → Present
    Lri Investments, Llc
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1) JKJ Financial; 109 Pheasant Run Newtown, PA 18940; Member Firm Affiliation; Investment Related; Associate; Prospect and service existing clients, fixed life (term, index, etc); 04/04/2023; 160 hours per month; 160 hours per month during trading hours. 2) M Holdings Securities, Inc.; investment-related; 1125 NW Couch Street, Portland, OR,97209; Broker Dealer Services; Associate; 02/2023 Start Date; 160 hours/month; 160 hours/month during securities trading hours; prospect and service existing clients. 3) LRI Investments, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment related; Investment Advisory Representative; provide investment advisory services to clients; 11/01/2024; 160 hours per month; 160 hours per month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-12
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S65 Uniform Investment Adviser Law Examination
    2021-02-12
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
Other Names
  • Brian Suprenant

View on SEC IAPD

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