Neggin Tavana Adams

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 07/2020
  Duke University
  Durham, NC
• 09/2020 → 05/2021
  Duke University
  Durham, NC
• 01/2014 → 05/2019
  Boston Scientific
  San Francisco, CA
• 07/2020 → 08/2020
  Wells Fargo Securities
  San Francisco, CA
• 07/2021 → 07/2023
  Wells Fargo Securities, Llc
  San Francisco, CA
• 06/2019 → 07/2019
  Unemployed
  San Francisco, CA
• 06/2021 → 06/2021
  Unemployed
  Durham, NC
• 08/2023 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 08/2023 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA

Other Businesses

Entity Name: Gateway Public Schools Investment related: Yes Address: 1430 Scott Street San Francisco, CA 94115 https://www.gatewaypublicschools.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/25/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am on the Staff Affair, Finance , and Investment Committees. My role on the Investment Committee is to work with UBS to manage the school's funds (~$8M). This relationship and investment strategy was in place prior to my joining the board. My role will be to liase between the school and the provider. In addition to sitting in the mentioned committees, I will help tutor Algebra 1 in the middle school. The only connection to JPM that I am aware of is the banker at UBS covering the funds is a former JPM employee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-13
• S63 Uniform Securities Agent State Law Examination
  2021-08-30

Other Names

• Neggin Tavana
• Neggin Tavana Adams