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Andrew Brian Dolan

Ameriprise Financial Services, LLC

Malvern, PA

West Chester, PA

CRD 7272636

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-06
  • PA RA
    APPROVED
    Since 2021-10-06

Branch Locations

Malvern, PA • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors, Inc Radnor PA 06/2020 08/2021
Jackson Cross Partners King Of Prussia PA 05/2019 07/2019
Pennsylvania State University State College PA 06/2016 05/2020
Ameriprise Financial Services, Llc Downington PA 08/2021 Present
  • 06/2020 → 08/2021
    Lincoln Financial Distributors, Inc
    Radnor, PA
  • 05/2019 → 07/2019
    Jackson Cross Partners
    King Of Prussia, PA
  • 06/2016 → 05/2020
    Pennsylvania State University
    State College, PA
  • 08/2021 → Present
    Ameriprise Financial Services, Llc
    Downington, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-22
S63 Uniform Securities Agent State Law Examination 2020-09-04
  • S65 Uniform Investment Adviser Law Examination
    2021-09-22
  • S63 Uniform Securities Agent State Law Examination
    2020-09-04
Other Names
  • Andrew Dolan
  • Drew Dolan

View on SEC IAPD

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