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Harris Grodin

Ubs Financial Services Inc.

Stamford, CT

Rye Brook, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-05
FL RA APPROVED 2022-02-07
NY RA APPROVED 2022-02-03
NJ RA APPROVED 2021-10-29
  • CT RA
    APPROVED
    Since 2024-06-05
  • FL RA
    APPROVED
    Since 2022-02-07
  • NY RA
    APPROVED
    Since 2022-02-03
  • NJ RA
    APPROVED
    Since 2021-10-29

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Rye Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 06/2020 Present
The George Washington University Washington DC 09/2017 05/2021
Marathon Asset Management New York NY 07/2019 09/2019
Blind Brook High School Rye Brook NY 09/2013 06/2017
  • 06/2020 → Present
    Ubs Financial Services
    New York, NY
  • 09/2017 → 05/2021
    The George Washington University
    Washington, DC
  • 07/2019 → 09/2019
    Marathon Asset Management
    New York, NY
  • 09/2013 → 06/2017
    Blind Brook High School
    Rye Brook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-28
  • S66 Uniform Combined State Law Examination
    2021-10-28

View on SEC IAPD

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