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Benjamin Howard Fikejs

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-21
NC RA APPROVED 2024-09-20
  • NJ RA
    APPROVED
    Since 2025-04-21
  • NC RA
    APPROVED
    Since 2024-09-20

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 07/2024 Present
Raymond James Charlotte WA 09/2023 06/2024
Fidelity Investments Smithfield RI 06/2023 08/2023
Alba Study Abroad Barcelona Barcelona 03/2023 06/2023
Raymond James Seattle WA 06/2020 03/2023
University Of Washington Seattle WA 08/2019 06/2020
Cetera Advisor Networks Seattle WA 06/2019 08/2019
West Seattle High School Seattle WA 09/2016 06/2020
  • 07/2024 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 09/2023 → 06/2024
    Raymond James
    Charlotte, WA
  • 06/2023 → 08/2023
    Fidelity Investments
    Smithfield, RI
  • 03/2023 → 06/2023
    Alba Study Abroad Barcelona
    Barcelona
  • 06/2020 → 03/2023
    Raymond James
    Seattle, WA
  • 08/2019 → 06/2020
    University Of Washington
    Seattle, WA
  • 06/2019 → 08/2019
    Cetera Advisor Networks
    Seattle, WA
  • 09/2016 → 06/2020
    West Seattle High School
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-15
  • S66 Uniform Combined State Law Examination
    2024-08-15
Other Names
  • Benjamin Fikejs

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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