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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
PA RA APPROVED 2025-02-27
  • TX RA
    APPROVED
    Since 2025-02-28
  • PA RA
    APPROVED
    Since 2025-02-27

Branch Locations

30 South 17Th Street Suite 204, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Hr Consulting Philadelphia PA 04/2011 03/2020
Unemployed Philadelphia PA 03/2020 07/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2020 02/2025
Northwestern Mutual Investment Services Llc Jamison PA 12/2020 02/2025
Hot Yoga Philadelphia Philadelphia PA 09/2018 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2021 02/2025
Mml Investors Services, Llc Philadelphia PA 02/2025 Present
Massmutual Life Insurance Company Philadelphia PA 01/2023 Present
  • 04/2011 → 03/2020
    Mercer Hr Consulting
    Philadelphia, PA
  • 03/2020 → 07/2020
    Unemployed
    Philadelphia, PA
  • 08/2020 → 02/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2020 → 02/2025
    Northwestern Mutual Investment Services Llc
    Jamison, PA
  • 09/2018 → Present
    Hot Yoga Philadelphia
    Philadelphia, PA
  • 07/2021 → 02/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2025 → Present
    Philadelphia, PA
  • 01/2023 → Present
    Massmutual Life Insurance Company
    Philadelphia, PA
Other Businesses

NAME: HOT YOGA PHILADELPHIA INV REL: N ADD: 1520 SANSOM STREET, PHILADELPHIA, , PA 19103 NATURE: YOGA INSTRUCTOR POSITION: YOGA INSTRUCTOR START DATE: 09/2018 No. HR/MO: 0-5 No. HR/MO DURING SEC TRADING: 0-5 DESCRIBE DUTIES: TEACHING YOGA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-24
S63 Uniform Securities Agent State Law Examination 2021-04-26
  • S65 Uniform Investment Adviser Law Examination
    2025-02-24
  • S63 Uniform Securities Agent State Law Examination
    2021-04-26
Designations
Other Names
  • Brittni Troy
  • Brittni Troy
  • Brittni Devereaux

View on SEC IAPD

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