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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-28 |
| PA | RA | APPROVED | 2025-02-27 |
Branch Locations
30 South 17Th Street Suite 204, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer Hr Consulting | Philadelphia | PA | 04/2011 | 03/2020 |
| Unemployed | Philadelphia | PA | 03/2020 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2020 | 02/2025 |
| Northwestern Mutual Investment Services Llc | Jamison | PA | 12/2020 | 02/2025 |
| Hot Yoga Philadelphia | Philadelphia | PA | 09/2018 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2021 | 02/2025 |
| Mml Investors Services, Llc | Philadelphia | PA | 02/2025 | Present |
| Massmutual Life Insurance Company | Philadelphia | PA | 01/2023 | Present |
NAME: HOT YOGA PHILADELPHIA INV REL: N ADD: 1520 SANSOM STREET, PHILADELPHIA, , PA 19103 NATURE: YOGA INSTRUCTOR POSITION: YOGA INSTRUCTOR START DATE: 09/2018 No. HR/MO: 0-5 No. HR/MO DURING SEC TRADING: 0-5 DESCRIBE DUTIES: TEACHING YOGA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-26 |
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