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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-23
  • NJ RA
    APPROVED
    Since 2024-01-23

Branch Locations

185 Fairfield Ave #4C, West Caldwell, NJ 07006 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell P. Zamloot, Cpa Verona NJ 12/2007 11/2019
Russell P. Zamloot Cpa, Llc Verona NJ 12/2019 Present
Avantax Advisory Services West Orange NJ 09/2020 12/2022
Avantax Investment Services, Inc. West Orange NJ 09/2020 12/2022
Couto Defranco P.A. West Orange NJ 09/2020 10/2021
Lpl Financial Llc West Caldwell NJ 01/2024 Present
Private Advisor Group, Llc Morristown NJ 01/2024 Present
  • 12/2007 → 11/2019
    Russell P. Zamloot, Cpa
    Verona, NJ
  • 12/2019 → Present
    Russell P. Zamloot Cpa, Llc
    Verona, NJ
  • 09/2020 → 12/2022
    Avantax Advisory Services
    West Orange, NJ
  • 09/2020 → 12/2022
    Avantax Investment Services, Inc.
    West Orange, NJ
  • 09/2020 → 10/2021
    Couto Defranco P.A.
    West Orange, NJ
  • 01/2024 → Present
    Lpl Financial Llc
    West Caldwell, NJ
  • 01/2024 → Present
    Morristown, NJ
Previous Registrations
  • 2020-12-14 → 2022-12-19
    Avantax Advisory Services
    West Orange, NJ
    Verona, NJ
Other Businesses

1) 01/2024 - Russell P Zamloot CPA LLC / Tax Prep/Accounting/CPA / Inv. Related / Verona, NJ / Start 12/26/2019 - 20 Hrs per month - 10% Time Spent 2) 01/2024 - Russell P. Zamloot / Owner / Real Estate Rental / Lincoln Park, NJ / Start date 08/04/2004 - 1 Hrs per month 3) 01/2024 - Anchor Financial Associates, LLC /DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 90% Time Spent 4) 01/2024 - Private Advisor Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 5) 01/24/2024 - Private Advisor Group, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 1/8/2024 - 160 Hrs/mo; 8 hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/24/2024 - Private Advisor Group DBA Anchor Financial Associates, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 1/8/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
  • S66 Uniform Combined State Law Examination
    2020-12-07

View on SEC IAPD

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