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Casey Patrick Mccarty

Gradient Advisors, LLC

Arden Hills, MN

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Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-05-03
  • MN RA
    APPROVED
    Since 2024-05-03

Branch Locations

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tabc Associates Llc Coon Rapids MN 02/2018 Present
Costco Wholesale Coon Rapids MN 06/2016 11/2018
North Dakota State University Fargo ND 10/2015 05/2017
Gradient Advisors Arden Hills MN 11/2018 08/2019
Case Central Arden Hills MN 08/2019 04/2022
Securian Financial Services Inc St Paul MN 04/2022 08/2023
Minnesota Life Insurance Co St Paul MN 04/2022 08/2023
Cetera Advisor Networks Llc El Segundo CA 08/2023 02/2024
Cetera Investment Advisers Llc Schaumburg IL 08/2023 02/2024
Gradient Advisors Arden Hills MN 02/2024 Present
Gradient Securities, Llc Arden Hills MN 05/2024 Present
  • 02/2018 → Present
    Tabc Associates Llc
    Coon Rapids, MN
  • 06/2016 → 11/2018
    Costco Wholesale
    Coon Rapids, MN
  • 10/2015 → 05/2017
    North Dakota State University
    Fargo, ND
  • 11/2018 → 08/2019
    Gradient Advisors
    Arden Hills, MN
  • 08/2019 → 04/2022
    Case Central
    Arden Hills, MN
  • 04/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 04/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2023 → 02/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2023 → 02/2024
    Schaumburg, IL
  • 02/2024 → Present
    Gradient Advisors
    Arden Hills, MN
  • 05/2024 → Present
    Gradient Securities, Llc
    Arden Hills, MN
Previous Registrations
Other Businesses

1). GRADIENT ADVISORS, LLC; INVESTMENT RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; COMPLIANCE; COMPLIANCE OFFICER; START 02/26/2024; 160 HOURS PER MONTH; 140 DURING SECURITIES TRADING HOURS; ASSISTS WITH COMPLIANCE RELATED ACTIVITIES. 2). T.A.B.C. ASSOCIATES; INVESTMENT RELATED; 519 Coon Rapids Blvd, Coon Rapids MN 55433; ACCOUNTANT/CPA; START 02/05/2018; 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS: BOOKKEEPING, DATA ENTRY, SALES TAX REPORTING, & PAYROLL TAX REPORTING FOR TABC ASSOCIATES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-08
S65 Uniform Investment Adviser Law Examination 2020-06-11
  • S63 Uniform Securities Agent State Law Examination
    2023-06-08
  • S65 Uniform Investment Adviser Law Examination
    2020-06-11
Other Names
  • Casey Mccarty
  • Casey Patrick Mccarty

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