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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-03 |
Branch Locations
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tabc Associates Llc | Coon Rapids | MN | 02/2018 | Present |
| Costco Wholesale | Coon Rapids | MN | 06/2016 | 11/2018 |
| North Dakota State University | Fargo | ND | 10/2015 | 05/2017 |
| Gradient Advisors | Arden Hills | MN | 11/2018 | 08/2019 |
| Case Central | Arden Hills | MN | 08/2019 | 04/2022 |
| Securian Financial Services Inc | St Paul | MN | 04/2022 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 04/2022 | 08/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2023 | 02/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 02/2024 |
| Gradient Advisors | Arden Hills | MN | 02/2024 | Present |
| Gradient Securities, Llc | Arden Hills | MN | 05/2024 | Present |
1). GRADIENT ADVISORS, LLC; INVESTMENT RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; COMPLIANCE; COMPLIANCE OFFICER; START 02/26/2024; 160 HOURS PER MONTH; 140 DURING SECURITIES TRADING HOURS; ASSISTS WITH COMPLIANCE RELATED ACTIVITIES. 2). T.A.B.C. ASSOCIATES; INVESTMENT RELATED; 519 Coon Rapids Blvd, Coon Rapids MN 55433; ACCOUNTANT/CPA; START 02/05/2018; 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS: BOOKKEEPING, DATA ENTRY, SALES TAX REPORTING, & PAYROLL TAX REPORTING FOR TABC ASSOCIATES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 2020-06-11 |
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