Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-20
  • IL RA
    APPROVED
    Since 2026-08-20

Branch Locations

Chicago, IL • United States

700 Commerce Dr Suite 500, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Board Of Trade Chicago IL 05/2006 08/2020
Guardian Life Insurance Company Lombard IL 09/2020 08/2026
Park Avenue Securities Lombard IL 01/2021 08/2026
Mml Investors Services, Llc Oak Brook IL 08/2026 Present
Massmutual Life Insurance Company Oak Brook IL 08/2026 Present
Thrivent Investment Management Inc Chicago IL 06/2020 07/2020
  • 05/2006 → 08/2020
    Chicago Board Of Trade
    Chicago, IL
  • 09/2020 → 08/2026
    Guardian Life Insurance Company
    Lombard, IL
  • 01/2021 → 08/2026
    Park Avenue Securities
    Lombard, IL
  • 08/2026 → Present
    Oak Brook , IL
  • 08/2026 → Present
    Massmutual Life Insurance Company
    Oak Brook, IL
  • 06/2020 → 07/2020
    Thrivent Investment Management Inc
    Chicago , IL
Previous Registrations
  • 2021-05-19 → 2026-08-17
    Chicago, IL
    Downers Grove, IL
    Lombard, IL
    Glenview, IL
    Chicago, IL
    Glenview, IL
    Downers Grove, IL
Other Businesses

1) NAME: SAMUEL PACELLI, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 8/13/2026, NO. HR/MO:2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: LIFE, DISABILITY 2) NAME: CHICAGO STOCKYARD KILTY BAND INV REL: N ADDR: 9701 S KEDZIE AVE, EVERGREEN, IL 60805 NATURE: BAND POSITION: BAGPIPER START DATE: 8/10/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PLAYING EVENTS AND FUNDRAISERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-06
  • S66 Uniform Combined State Law Examination
    2021-05-06

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor