Spencer Kirk Johnston

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 11/2020
  Ameriprise Financial Services Inc
  Los Angeles, CA
• 05/2019 → 07/2020
  Ges
  Las Vegas, NV
• 02/2004 → 03/2019
  Ewi Worldwide
  Foothill Ranch, CA
• 02/2021 → 03/2022
  Thrivent Investment Management Inc
  Irvine, CA
• 02/2021 → 03/2022
  Thrivent Financial
  Appleton, WI
• 03/2019 → 05/2019
  Unemployed
  Rancho Santa Margarita, CA
• 11/2020 → 02/2021
  Unemployed
  Rancho Santa Margarita, CA
• 03/2022 → 08/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2022 → Present
  Cwm,Llc
  Omaha, NE
• 03/2022 → Present
  Applied Financial Planning
  Irvine, CA

Previous Registrations

• 2022-01-11 → 2022-03-22
  Thrivent Investment Management Inc.
  Scottsdale, AZ
  Irvine, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-04-30
• S66 Uniform Combined State Law Examination
  2020-11-04

Other Names

• Spencer Johnston