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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-29 |
| VT | RA | APPROVED | 2021-08-20 |
Branch Locations
1233 Shelburne Rd #E3, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Middleton | MA | 07/2020 | 07/2021 |
| Concord Wealth Management | Waltham | MA | 02/2020 | 06/2020 |
| Unemployed | Woburn | MA | 12/2019 | 02/2020 |
| Echo Global Logistics | Woburn | MA | 06/2014 | 12/2019 |
| Park Avenue Securities | Middleton | MA | 08/2020 | 06/2021 |
| Lpl Financial, Llc | South Burlington | VT | 08/2021 | Present |
1) 8/2021 - DBA for LPL Business (entity for LPL business) - Flood Financial Services - Investment Related - South Burlington, VT 05403 2) 7/2021 - Non-Variable Insurance - Erin Tress - Investment Related - South Burlington, VT 05403 3) 10/24/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Custodian - Start Date: 04/03/2022 - 4 Hours Per Month/0 Hours During Securities Trading - Clean the common area of Lakewood Common House on a weekly basis. 4) 11/21/2025 - Volunteer Income Tax Assistance - Tax Prep/Accounting/CPA - Volunteer - South Burlington, VT - Start Date 01/08/2026 - 16 hours per month/ 0 hours during trading 5) 01/20/2026 - Locust Hill Condo Association - Non-Profit Board Member - Board Member - Not Investment Related - Home Based - Start Date 01/01/2026 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-20 |
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