Erin Leigh Tress

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 07/2021
  Guardian Life Insurance Company
  Middleton, MA
• 02/2020 → 06/2020
  Concord Wealth Management
  Waltham, MA
• 12/2019 → 02/2020
  Unemployed
  Woburn, MA
• 06/2014 → 12/2019
  Echo Global Logistics
  Woburn, MA
• 08/2020 → 06/2021
  Park Avenue Securities
  Middleton, MA
• 08/2021 → Present
  Lpl Financial, Llc
  South Burlington, VT

Previous Registrations

• 2021-01-19 → 2021-07-02
  Park Avenue Securities Llc
  Middleton, MA

Other Businesses

1) 8/2021 - DBA for LPL Business (entity for LPL business) - Flood Financial Services - Investment Related - South Burlington, VT 05403 2) 7/2021 - Non-Variable Insurance - Erin Tress - Investment Related - South Burlington, VT 05403 3) 10/24/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Custodian - Start Date: 04/03/2022 - 4 Hours Per Month/0 Hours During Securities Trading - Clean the common area of Lakewood Common House on a weekly basis. 4) 11/21/2025 - Volunteer Income Tax Assistance - Tax Prep/Accounting/CPA - Volunteer - South Burlington, VT - Start Date 01/08/2026 - 16 hours per month/ 0 hours during trading 5) 01/20/2026 - Locust Hill Condo Association - Non-Profit Board Member - Board Member - Not Investment Related - Home Based - Start Date 01/01/2026 - 2 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2020-11-20

Designations

• Certified Financial Planner