Charles Thomas York

Current Employers

United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2024-03-06

VA RA
APPROVED

Since 2024-03-06

Branch Locations

12030 Sunset Valley Dr Ste 240, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bessemer Investor Services, Inc.	Washington	DC	12/2014	03/2017
Bny Mellon	Washington	DC	05/2017	06/2022
Bnym Securities Corporation	Washington	DC	01/2019	06/2022
United Capital Financial Advisors, Llc	Irving	TX	06/2022	Present

12/2014 → 03/2017

Bessemer Investor Services, Inc.

Washington, DC
05/2017 → 06/2022

Bny Mellon

Washington, DC
01/2019 → 06/2022

Bnym Securities Corporation

Washington, DC
06/2022 → Present

United Capital Financial Advisors, Llc

Irving, TX

Previous Registrations

2005-02-09 → 2005-12-21

Tfc Financial Management Inc

Boston, MA

Other Businesses

1. Adjunct Professor of Finance at George Mason University, an educational institution. Organization's primary address is in Fairfax, VA. Organization is not primarily engaged in investment-related activities. Start Date is January 1st, 2017. Twenty hours per month. Duties include teaching finance courses at GMU School of Business.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-01-26

S63 Uniform Securities Agent State Law Examination

2015-01-26

Designations

Other Names

Charles Thomas York
Charlie York
Charles York
Charles Thomas York
Charles T York

View on SEC IAPD