Patrick Thomas Staunton

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2019
  University Of Missouri - Columbia
  Columbia, MO
• 05/2017 → 08/2017
  Green Scene
  St. Charles, IL
• 05/2018 → 08/2018
  State Farm
  St. Louis, IL
• 10/2018 → 05/2019
  Kumon
  Columbia, MO
• 06/2019 → 05/2020
  Aston Carter
  Oak Brook, IL
• 05/2020 → 07/2020
  Unemployed
  Lombard, IL
• 05/2020 → 05/2020
  Ala-Carte Entertainment
  Schaumburg, IL
• 07/2020 → 07/2022
  Thrivent Investment Management Inc
  Glen Ellyn, IL
• 07/2020 → 12/2020
  Thrivent Financial
  Appleton, WI
• 08/2022 → Present
  Ubs
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2024-03-14
• S63 Uniform Securities Agent State Law Examination
  2020-09-11

Other Names

• Patrick Staunton