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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Palm Beach | FL | 06/2020 | 07/2022 |
| Jpmorgan Securities Llc | Palm Beach | FL | 06/2020 | 07/2022 |
| Jpmorgan Chase Bank Na | New York | NY | 05/2019 | 08/2019 |
| Notre Dame Clinical Law School | South Bend | IN | 01/2019 | 05/2019 |
| Lightview Capital | Summit | NJ | 05/2018 | 08/2018 |
| University Of Notre Dame | Notre Dame | IN | 08/2017 | 05/2020 |
| The Observer | Notre Dame | IN | 02/2018 | 05/2019 |
| Jpmorgan Chase Bank Na | Palm Beach | FL | 01/2023 | Present |
| Jpmorgan Securities Llc | Palm Beach | CA | 01/2023 | Present |
| Bny Mellon | West Palm Beach | FL | 07/2022 | 12/2022 |
| Twin Brooks Country Club Llc | Watchung | NJ | 05/2016 | 11/2016 |
| Twin Brooks Country Club Llc | Watchung | NJ | 05/2017 | 11/2017 |
| Unemployed | Westfield | NJ | 12/2016 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-07 |
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