Felipe Jesus Soto Ramos

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 08/2018
  Soto Painting
  Lincolnton, NC
• 08/2018 → 11/2020
  Full Time Education
  Chapel Hill, NC
• 06/2020 → 08/2020
  Credit Suisse
  New York, NY
• 07/2021 → 06/2022
  Truist Investment Services, Inc.
  Atlanta, GA
• 12/2020 → 07/2021
  Unemployed
  Lincolnton, NC
• 08/2017 → 07/2018
  Howard Construction Co.
  Lincolnton, NC
• 08/2017 → 07/2018
  Full Time Education
  Dallas, NC
• 09/2021 → 06/2022
  Truist Advisor Services, Inc.
  Atlanta, GA
• 06/2022 → 06/2023
  Truist Investment Services, Inc.
  Charlotte, NC
• 06/2022 → 06/2023
  Truist Advisory Services, Inc.
  Charlotte, NC
• 06/2023 → 03/2026
  Truist Advisory Services, Inc.
  Fort Lauderdale, FL
• 06/2023 → 03/2026
  Truist Investment Services, Inc.
  Fort Lauderdale, FL
• 03/2026 → Present
  Schwab Wealth Advisory, Inc.
  Charlotte, NC
• 03/2026 → Present
  Charles Schwab & Co., Inc.
  Charlotte, NC

Previous Registrations

• 2021-11-19 → 2026-03-17
  Truist Advisory Services, Inc.
  Atlanta, GA
  Charlotte, NC
  Fort Lauderdale, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-18
• S63 Uniform Securities Agent State Law Examination
  2021-10-07

Designations

• Certified Financial Planner

Other Names

• Felipe Soto