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1 Ferry Building Suite 201, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-02-24 |
Branch Locations
1 Ferry Building Suite 201, San Francisco, CA 94111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Fremont | CA | 06/2020 | 01/2026 |
| Arvind Saxena Inc. | Fremont | CA | 04/2014 | 12/2020 |
| Nylife Securieties Llc. | Fremont | CA | 07/2021 | 01/2026 |
| Eagle Strategies Llc | Fremont | CA | 02/2024 | 01/2026 |
| New Genesis Financials & Insurance Solutions Inc. | Fremont | CA | 03/2024 | Present |
| Us Capital Global Securities | San Francisco | CA | 02/2026 | Present |
| Us Capital Global Wealth Management | San Francisco | CA | 02/2026 | Present |
[Rental Property; Rental Property; 22622 2nd St, Hayward, CA 94541; Start Date 02/2017; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rent] [OPERATING UNDER THE DBA NAME OF New Genesis Financials & Insurance Solutions Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; FREMONT CA; START DATE: 03/2024]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-15 |
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