Best Investors Account Sign in

Roberto De Leon Gonzalez

LPl Financial LLC

Downey, CA

San Diego, CA

CRD 7270511

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26

Branch Locations

Downey, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 06/2020 Present
Robert Half San Diego CA 01/2020 05/2020
Macy's San Diego CA 08/2019 02/2020
Ucsd Telephone Outreach Program San Diego CA 09/2019 09/2019
Amc Theaters San Diego CA 06/2019 09/2019
Michael Kors Commerce CA 06/2018 09/2018
Carrillo's Income Tax & Insurance Huntington Park CA 01/2018 04/2018
Uc San Diego Catering San Diego CA 04/2015 03/2017
Perry's Cafe And Beach Rentals Santa Monica CA 06/2016 09/2016
University Of California San Diego La Jolla CA 09/2014 12/2019
  • 06/2020 → Present
    Lpl Financial Llc
    San Diego, CA
  • 01/2020 → 05/2020
    Robert Half
    San Diego, CA
  • 08/2019 → 02/2020
    Macy's
    San Diego, CA
  • 09/2019 → 09/2019
    Ucsd Telephone Outreach Program
    San Diego, CA
  • 06/2019 → 09/2019
    Amc Theaters
    San Diego, CA
  • 06/2018 → 09/2018
    Michael Kors
    Commerce, CA
  • 01/2018 → 04/2018
    Carrillo's Income Tax & Insurance
    Huntington Park, CA
  • 04/2015 → 03/2017
    Uc San Diego Catering
    San Diego, CA
  • 06/2016 → 09/2016
    Perry's Cafe And Beach Rentals
    Santa Monica, CA
  • 09/2014 → 12/2019
    University Of California San Diego
    La Jolla, CA
Other Businesses

1. 08/30/2024 - Hecho En Casa LLC - Business Owner - Co-Owner - Not Investment Related - Home Based - Start Date 07/2022 - 8 Hours per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
  • S66 Uniform Combined State Law Examination
    2026-01-23
Other Names
  • Roberto De Leon

View on SEC IAPD

More in Downey, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor