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Derek A. Kraemer

J.P. Morgan Securities LLC

San Francisco, CA

CRD 7270185

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-27
TX RA APPROVED 2023-03-27
  • CA RA
    APPROVED
    Since 2023-03-27
  • TX RA
    APPROVED
    Since 2023-03-27

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Los Angeles CA 06/2020 Present
Jpmorgan Securities Llc Los Angeles CA 06/2020 Present
Jpmorgan Chase Bank Na Scottsdale AZ 05/2019 08/2019
Farmers Insurance Woodland Hills CA 06/2018 07/2018
West Coast Business Products Chatsworth CA 05/2017 08/2017
University Of Arizona Tucson AZ 08/2016 05/2020
  • 06/2020 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 06/2020 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 05/2019 → 08/2019
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 06/2018 → 07/2018
    Farmers Insurance
    Woodland Hills, CA
  • 05/2017 → 08/2017
    West Coast Business Products
    Chatsworth, CA
  • 08/2016 → 05/2020
    University Of Arizona
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-27
S63 Uniform Securities Agent State Law Examination 2020-09-17
  • S65 Uniform Investment Adviser Law Examination
    2023-03-27
  • S63 Uniform Securities Agent State Law Examination
    2020-09-17
Other Names
  • Derek A Kraemer
  • Derek Andrew Kraemer

View on SEC IAPD

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