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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-30 |
| VA | RA | APPROVED | 2006-05-17 |
Branch Locations
1111 E Main St, Richmond, VA 23219 • United States
Chesterfield, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 05/2006 | Present |
| Bank Of America, N.A. | Richmond | VA | 01/2010 | Present |
I*135687 For profit or not for profit: For-Profit Organization Name of outside business organization: Electronic Arts Sweden AB Investment related: N Address of business: 28 Stockholm, 11828 Nature of business: Corporation, Compensation for Activity: Y Position, title, association: Part-Time, Start date of relationship: 1/25/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Taking photographs of custom vehicles and asking questions about the cars.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-09 |
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