Best Investors Account Sign in

Kaitlyn G Stathopoulos

Td Private Client Wealth LLC

Merrimack, NH

Portsmouth, NH

Hartford, CT

Manchester, NH

CRD 7269931

Claim This Profile
Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-04-20
CO RA APPROVED 2026-02-24
CT RA APPROVED 2026-02-24
DE RA APPROVED 2026-02-24
PA RA APPROVED 2025-06-20
MD RA APPROVED 2025-06-18
NJ RA APPROVED 2025-06-18
MA RA APPROVED 2023-02-07
FL RA APPROVED 2023-01-05
ME RA APPROVED 2023-01-04
NY RA APPROVED 2023-01-04
VT RA APPROVED 2023-01-04
NH RA APPROVED 2020-07-29
  • MS RA
    APPROVED
    Since 2026-04-20
  • CO RA
    APPROVED
    Since 2026-02-24
  • CT RA
    APPROVED
    Since 2026-02-24
  • DE RA
    APPROVED
    Since 2026-02-24
  • PA RA
    APPROVED
    Since 2025-06-20
  • MD RA
    APPROVED
    Since 2025-06-18
  • NJ RA
    APPROVED
    Since 2025-06-18
  • MA RA
    APPROVED
    Since 2023-02-07
  • FL RA
    APPROVED
    Since 2023-01-05
  • ME RA
    APPROVED
    Since 2023-01-04
  • NY RA
    APPROVED
    Since 2023-01-04
  • VT RA
    APPROVED
    Since 2023-01-04
  • NH RA
    APPROVED
    Since 2020-07-29

Branch Locations

Merrimack, NH • United States

333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States

203 Trumbull Street, Hartford, CT 06103 • United States

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Manchester NH 07/2007 Present
Td Private Client Wealth Llc Manchester NH 06/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-06
S65 Uniform Investment Adviser Law Examination 2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    2025-06-06
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
Other Names
  • Kailtyn G Stathopoulos
  • Kaitlyn G Bicknell

View on SEC IAPD

More in Merrimack, NH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor