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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-10
IL RA APPROVED 2025-08-05
MA RA APPROVED 2024-05-22
NY RA APPROVED 2021-08-18
NJ RA APPROVED 2020-08-12
  • FL RA
    APPROVED
    Since 2026-03-10
  • IL RA
    APPROVED
    Since 2025-08-05
  • MA RA
    APPROVED
    Since 2024-05-22
  • NY RA
    APPROVED
    Since 2021-08-18
  • NJ RA
    APPROVED
    Since 2020-08-12

Branch Locations

1400 Palisade Ave, Fort Lee, NJ 07024 • United States

1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. New York NY 08/2013 03/2021
Td Private Client Wealth Llc Fort Lee NJ 06/2020 Present
Td Bank N.A. Fort Lee NJ 03/2021 Present
  • 08/2013 → 03/2021
    Td Bank N.A.
    New York, NY
  • 06/2020 → Present
    Fort Lee, NJ
  • 03/2021 → Present
    Td Bank N.A.
    Fort Lee, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-25
S65 Uniform Investment Adviser Law Examination 2020-08-11
  • S63 Uniform Securities Agent State Law Examination
    2025-08-25
  • S65 Uniform Investment Adviser Law Examination
    2020-08-11

View on SEC IAPD

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