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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-10 |
| IL | RA | APPROVED | 2025-08-05 |
| MA | RA | APPROVED | 2024-05-22 |
| NY | RA | APPROVED | 2021-08-18 |
| NJ | RA | APPROVED | 2020-08-12 |
Branch Locations
1400 Palisade Ave, Fort Lee, NJ 07024 • United States
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | New York | NY | 08/2013 | 03/2021 |
| Td Private Client Wealth Llc | Fort Lee | NJ | 06/2020 | Present |
| Td Bank N.A. | Fort Lee | NJ | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-11 |
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