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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-19 |
| SC | RA | APPROVED | 2024-04-02 |
| NY | RA | APPROVED | 2023-09-25 |
| FL | RA | APPROVED | 2023-07-05 |
| NC | RA | APPROVED | 2022-09-13 |
| PA | RA | APPROVED | 2021-03-09 |
| NJ | RA | APPROVED | 2020-08-10 |
Branch Locations
1060-1068 Stelton Road, Piscataway, NJ 08854 • United States
255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Woodbridge | NJ | 04/2015 | 09/2017 |
| Td Bank N.A. | Woodbridge | NJ | 09/2017 | 04/2018 |
| Td Bank N.A. | Woodbridge | NJ | 04/2018 | 03/2019 |
| Td Bank N.A. | Woodbridge | NJ | 03/2019 | 12/2019 |
| Td Bank N.A. | Bridgewater | NJ | 12/2019 | Present |
| Td Private Client Wealth Llc | Bridgewater | NJ | 06/2020 | Present |
the name of the other business; Personal Collectible Hobby(Buy/Sell) whether the business is investment-related; NOT investment related the address of the other business; 190 Plainfield Ave Edison NJ 08817(Home Address) the nature of the other business; Buying and selling collectible items on the weekend. your position; owner title, or relationship with the other business; Self the start date of your relationship; May 2023 the approximate number of hours/month you devote to the other business; 4 hours each weekend the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Occasionally buy items off Facebook, in stores, or flea markets. Keep items for my own personally hobby of collecting and sell some items when i have the time on weekends. Items i sell are strictly part of my hobby(toys, lego, collectibles) I conduct this buying and selling on weekends(in which i am off of work and outside business and trading hours). I do not conduct this activity as a source of income needed for living, this is a hobby that sometimes generates income(sometimes a loss). This activity typically takes 1-4 hours of my time on a weekend (Saturday/Sunday) and includes buying, packaging, and dropping an item off at the post office. Selling is not consistent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-08 |
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