Shaun Colin Mcgeary

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial, Llc
  Carmel, CA

Previous Registrations

• 2005-04-05 → 2009-08-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carmel, CA
  Monterey, CA

Other Businesses

1. 07/30/2009: McGeary Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/11/2011: No Business Name - Not Investment Related - Other-Amateur race car sponsorship/purchase - Time Spent 5% - Intending to become a 50% owner / sponsor of a Spec Boxster Porsche race car to run in various amateur California races. Intend to use McGeary Investment management DBA name, and logo on the vehicle for marketing purposes. 3. 8/8/2012: No Business Name - Investment Related - Non-Variable Insurance Trails Only - Time Spent 1% - Broker of record on a life insurance policy held directly at John Hancock by an existing client. 4. 11/15/2023: MPSF Inc. - Non Inv Related - San Carlos, CA - Reps Business - Start Date: 1/1/2024 - 15 Hrs/Mo; 0 During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-04