Derek Robert Phillips

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 07/2020
  Ameriprise Financial Services Inc
  Downers Grove, IL
• 10/2018 → 06/2020
  Life Time Fitness
  Warrenville, IL
• 09/2016 → 10/2018
  Self Employed / Independent Contractor
  Naperville, IL
• 09/2011 → 09/2016
  Old Second Bank
  Lisle, IL
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Downers Grove, IL
• 07/2020 → Present
  Ameriprise Financial Services, Llc.
  Downers Grove, IL

Other Businesses

Board of Directors; St Margaret & Mary Church Finance Committee; Finance Committee Member; 1450 Green Trails Drive, , Naperville, IL, 60540; Not Investment-Related; 06/10/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-15

Other Names

• Derek Phillips
• Derek R Phillips